Legal jobs within Financial Services

The Compliance and Legal Officer will support the Risk & Compliance department within the financial services industry. This opportunity involves ensuring regulatory adherence and providing legal guidance.

This Legal Support role in the financial services industry is ideal for professionals with a strong organisational mindset and a keen eye for detail. Based in Singapore, the position focuses on providing efficient administrative and legal assistance to a dynamic team.

Reporting to the Head of Compliance, this role is responsible for conducting financial crime investigations within the Singapore business. Working across compliance, operations and risk, you will review unusual activity, support regulatory obligations and help identify emerging financial crime risks. You will also collaborate with internal stakeholders to ensure risks are identified and managed effectively as the business grows.

This role is responsible for conducting market conduct investigations, compliance reviews, and regulatory responses within a life insurance and financial services environment. The position plays a key role in upholding distribution compliance standards and supporting regulatory engagement in Singapore.

This is a senior leadership role for an experienced legal executive to shape the legal, regulatory, and governance framework of a sophisticated global trading organisation. The role combines strategic advisory, regulatory engagement, and team leadership in a highly dynamic, technology-driven environment.

Our client is seeking a well-rounded Compliance Lead to lead the Singapore compliance function within a regulated investment management environment. The role covers regulatory compliance, AML/CFT, governance, policies, monitoring, audits, regulatory engagement and business advisory. This is suited for someone hands-on, independent and comfortable working closely with senior management.

This is a hands-on individual contributor role focused on regulatory compliance and MLRO responsibilities within a regulated payments fintech. You will manage MAS regulatory obligations, PSA compliance, AML/CFT controls, audits, reporting, and stakeholder engagement while partnering closely with product, operations, technology, and senior leadership.

This is a high-impact Group Head of Compliance role with ownership of regulatory matters in Singapore. You will act as the Compliance Officer for a regulated MPI while overseeing compliance across multiple entities. The role focuses on building scalable frameworks, leading regulatory engagement, and partnering the business to support growth in a fast-scaling fintech.

Join a growing financial services platform in Singapore as a KYC Manager (Brokerage). This is a hands-on role focused on client onboarding, periodic reviews, KYC controls, and stakeholder management. You will work closely with internal teams to support client lifecycle processes, strengthen quality oversight, and drive process improvements in a fast-paced brokerage-style environment.

This Compliance position within the financial services industry offers a rewarding opportunity to ensure that regulatory standards are upheld. The role requires a keen eye for detail and a strong understanding of risk and compliance frameworks.

The position supports the AML/KYC leadership in Singapore by reviewing and maintaining due‑diligence standards for existing clients, ensuring alignment with internal policies and global risk frameworks. It also conducts in‑depth KYC/CDD assessments-including Source of Wealth validation, risk analysis, screening reviews, and remediation follow‑ups-to identify and mitigate AML/KYC risks.

Our client is a well established and top tier asset management firm with a strong global presence. They are currently looking for an experienced compliance professional to lead and oversee the end to end compliance functions of the firm and uphold a strong compliance and governance framework that reflects industry best practices.