VP of Legal and Compliance
Global Securities Trading Firm
Senior Level Compliance position
About Our Client
Our client is a Global Securities trading firm with over 90 years history in Asia Pacific, focused on M&A, Private Banking, Equities, and Fixed Income businesses.
The key responsibilities for this position would be to provide advisory on all transactional issues for new and existing products; generate and keep up to date compliance rules, policies and procedures aligned to head office; being a liaison person with FO and compliance teams; monitoring activities of the external asset management team and FO sales team; formulating policies and procedures manuals for other business areas of the company including Equities, Fixed Income and M&A teams.
The Successful Applicant
The ideal candidate would currently be working in Compliance with a Private Bank in Singapore; have at least 9-10 years experience in regulatory compliance in private banking or another securities trading firm.
What's on Offer
Attractive Base salary, benefits, bonus, healthcare