Private Wealth Client Onboarding (6 Months Maternity Cover)

The PWM COB Team is responsible for reviewing Account Onboarding and Maintenance documentations meet regulatory requirements.The team plays a key role in safeguarding the firm by performing the following key functions:

• Understand the different client account structures and legal documentation required to establish new accounts
  
• Review the accuracy and completeness of account documentation and all required signatures have been obtained
  
• Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
  
• Perform data input into the system for proper account set up
  
• Ensure suitability review has been completed
  
• Identify red flags at client onboarding stage
  
• Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
  
• Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
  
• Request products (options, margin, etc.) for the respective PWM client accounts
  
• Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
  
• Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
  
• Ensure the updated documentations are properly stored into the central documents depository for completeness
  
• Continuously identify and implement process improvements.