Save Job Back to Search Job Description Summary Similar JobsOpportunity to work in a highly regulated financial instituitionHands-on investigation role with exposure to regulatory responsesAbout Our ClientOur client is a well-established and highly regulated financial services organisation operating in the life insurance sector. With a strong focus on governance and customer outcomes, the organisation places high importance on market conduct, regulatory compliance, and robust internal controls.Job DescriptionConduct investigations into market conduct-related complaints and oversee follow-up actions through to resolutionCarry out market conduct compliance reviews and monitor remediation actionsPrepare responses to enquiries and information requests from regulators and relevant government agenciesMaintain and adhere to established policies and procedures governing distribution compliance activitiesEnsure compliance with internal control standards and group compliance policies, including implementing recommendations from internal audits, external audits and regulatorsProvide coverage for team members during periods of absence and support overall team operationsPerform reference checks relating to market conduct records and maintain accurate documentationSupport ad hoc tasks and special projects related to compliance and investigations as requiredThe Successful ApplicantDiploma in Compliance or a related field, or a degree in Business, Finance or equivalentRelevant experience in compliance, investigations or regulatory roles, preferably within financial services, insurance or law enforcementWorking knowledge of the Financial Advisers Act (FAA) and applicable MAS Notices and GuidelinesStrong analytical and problem-solving capabilities with attention to detailDisciplined approach to documentation and case managementClear written and verbal communication skills for regulatory and internal stakeholdersAbility to manage multiple cases concurrently with sound prioritisation and follow-throughWhat's on OfferExposure to regulatory engagement and complex market conduct issuesCollaborative team culture with learning opportunities in compliance and investigationsContactCarine Cui (Lic No: R23117732 / EA no: 18S9099)Quote job refJN-042026-6991008Phone number+65 6416 9806Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationSingaporeContract TypeTemporaryConsultant nameCarine Cui (Lic No: R23117732 / EA no: 18S9099)Consultant contact+65 6416 9806Job ReferenceJN-042026-6991008