Head of Compliance (Financial Advisers)

International Permanent Work from Home or Hybrid
  • New Headcount
  • Dynamic Team

About Our Client

Our client is a strong player in the financial advisory sector, and established its business with solid corporate social responsibility and well-balanced with economics and financial performance. As part of their growth, there is now an opportunity for a rising star to join their team as Head of Compliance.

Job Description

Reporting to the CEO, the Head of Compliance will be involved in :-

  • Leading and designing regulatory compliance strategies and implementing programs for all compliance topics, such as Licensing, KYC, Transaction Monitoring, Sanctions Screening, Reporting, BSC and AML requirements.
  • Ensuring that the governance structure, compliance, risk and data security systems and procedures are aligned with the regulatory requirements.
  • Staying abreast of the external marketplace and business environment to be capable of identifying emerging risk and opportunities.
  • Overseeing compliance monitoring/reviews, complaints handling and investigations of any sort.

The Successful Applicant

To qualify, the potential Head of Compliance should meet the following criteria :-

  • At least 7 years of compliance experience within a financial advisory firm.
  • Familiar with BSC requirements, AML and market conduct.
  • Excellent leadership skills with fine balance of compliance and business operations.
  • Strong stakeholder collaboration skills.

What's on Offer

Our client is providing a unique opportunity in Singapore to help grow their business. As this is a leadership role, remuneration and bonuses will be in line with market.

Devan Nanthacumar
Quote job ref
Phone number
+65 6416 9879

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Contract Type
Consultant name
Devan Nanthacumar
Consultant contact
+65 6416 9879
Job Reference
Work from Home
Work from Home or Hybrid

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.