Corporate Actions Specialist - Private Banking

Key Responsibilities:

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  Processing of Mandatory and Voluntary Corporate Actions:
  
  • Manage the entire lifecycle of corporate actions, including dividends, stock splits, mergers, and rights issues.
  • Ensure accurate and timely processing in accordance with market deadlines and internal procedures.
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  Client Notification and Communication:
  
  • Inform clients promptly about corporate action events and their potential impacts.
  • Provide clear instructions and guidance to clients regarding their options and required actions.
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  Reconciliation and Record Maintenance:
  
  • Perform daily reconciliation of corporate action entitlements and positions.
  • Maintain accurate records of all corporate action events and related client instructions.
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  Risk Management and Compliance:
  
  • Identify and mitigate risks associated with corporate actions processing.
  • Ensure compliance with regulatory requirements and internal policies.
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  Collaboration and Continuous Improvement:
  
  • Work closely with cross-functional teams, including Custody, Settlements, and Client Services, to ensure seamless operations.
  • Participate in process improvement initiatives to enhance efficiency and client satisfaction.