Control Room & KYC Officer - Capital Markets Intermediary

Singapore Permanent
  • Attractive remuneration package
  • Excellent work environment and culture

About Our Client

Our client is a stable, well-known Capital Markets Intermediary. They are looking for someone experienced in Control Room functions, KYC and AML for high risk accounts and transactions to join their compliance department.

Job Description

Reporting to the Head of Compliance & Risk, key responsibilities of this role includes managing control room functions of the organisation such as personal account dealings, conflict of interest, fit and proper, anti-bribery and corruption, together with overseeing the KYC and AML approval process for on-boarding high risk client accounts and transactions.

The Successful Applicant

  • 6 or more years of Control Room, KYC and AML experience in a Capital Markets firm
  • A good understanding of corporate finance and brokerage facilities such as margin trading would be beneficial

What's on Offer

Our client is a reputable and stable Capital Markets Firm specialising in Corporate Finance and Private Wealth Management.

This role offers a great opportunity to manage a wide range of Compliance functions in a conducive and excellent working environment.

Sam Lin
Quote job ref
Phone number
+65 6416 9949

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Contract Type
Consultant name
Sam Lin
Consultant contact
+65 6416 9949
Job Reference

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.