Compliance/Operations Associate - Venture Capital Firm

Singapore Permanent SG$60,000 - SG$100,000 Work from Home or Hybrid
  • Newly created role with career progression in a growing firm
  • Collaborative, independent working environment

About Our Client

Our client is a large and established Japanese venture capital firm looking to expand their operations in Singapore and Asia.

Job Description

  • Managing compliance arrangements for the firm's fund activities in line with required regulations such as MAS, IRAS, ACRA, CIMA, etc.
  • Manage all investors and directors AML/KYC documents, ensuring that all AML/KYC documents are refreshed annual/bi-annually based on risk level of individual investors
  • Manage relevant annual declarations and fulfil VCFM license ongoing reporting requirements
  • Maintain interval surveillance functions including periodical review, screening, alerts, and breach investigation
  • Contribute to the on-going development of the compliance framework, including writing and maintaining policies and procedures
  • Main point of contact with the head office's operations team to support various administrative matters
  • Liaising with internal and external corporate secretarial teams to ensure all relevant systems and records are update and maintained
  • Liaising with the fund administrators and the internal finance functions on all books of records, tax compliance and financial administration in the Singapore office
  • Facilitating internal data and information requests and oversee management of data, information, and records in the Singapore office

The Successful Applicant

  • Degree in Legal, Finance, or Business discipline
  • 4 or more years of proven track record/relevant broad compliance experience gained in an Investment Management business and/or Financial Institutions, ideally gatekeepers such as trust and custody banks, in Singapore context, with a strong preference for Private Capital experience
  • Demonstrate ability to drive initiatives independently on a largely remote working environment
  • Thorough knowledge of Financial Services regulations with awareness of relevant operational risk issues and monitoring
  • Good understanding in fund accounting, fund operations is an advantage

What's on Offer

The role offers an attractive remuneration package and a wide scope of exposure to compliance and operations in the fund management space, which is a highly sought after skill set in the financial services industry

Sam Lin
Quote job ref
Phone number
+65 6416 9949

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Contract Type
Consultant name
Sam Lin
Consultant contact
+65 6416 9949
Job Reference
Work from Home
Work from Home or Hybrid