Compliance Executive (Family Office)

Singapore Permanent
  • Excellent opportunity to join a leading investment firm
  • Newly created permanent role

About Our Client

The client is a family office, privately held multi-asset investment firm. With an AUM of hundreds of millions, they are a leading investment firm.

Job Description

This is a newly created role, reporting to the Head of Compliance. As a Compliance Executive, the main responsibilities include:

  • Work closely together and support the Head of Compliance on daily compliance-related tasks.
  • Assist with the development and implementation of compliance policies and procedures for the business.
  • Assist with documentation and administration requests for due diligence checks from external parties such as banks, service providers and potential prospects.
  • Ensure statutory reporting deadlines are met
  • Assist with corporate secretarial documents by liaising with external stakeholders in the preparations of draft notices, resolutions and minutes of meetings etc.
  • Any other adhoc duties

The Successful Applicant

  • Degree qualified
  • At least 1 year of working experience within a financial services industry, compliance or corporate secretarial experience preferred. Also open to candidates with middle office ops experience with an interest in compliance.
  • You should come with an interest in the asset management/buy-side industry
  • Ability to work independently and meet deadlines
  • Excellent communication skills (both spoken and written) required to liaise with both internal and external stakeholders
  • Immediately available candidates please apply!

What's on Offer

  • Newly created permanent role
  • Exciting opportunity to join a leading investment firm
  • Great learning exposure
Carissa Cher (Lic No: R1871795)
Quote job ref
Phone number
+65 6643 9731

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Contract Type
Consultant name
Carissa Cher (Lic No: R1871795)
Consultant contact
+65 6643 9731
Job Reference