Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
- Managing a team of 2
- Focus on all rounded Compliance including Regulatory Advisory
- Covering General and Life Insurance
- This role reports directly into the Regional Compliance Manager based in Singapore
- All rounded Compliance scope
- Local focused with regional exposure
This position will support the Real Estate Management Head of Compliance with various regulatory and compliance related activities and projects. This will include implementing a robust compliance program and supporting the business in complying with applicable laws and regulations. He / she will also assist in the broader mission of fostering adherence to all compliance policies and procedures.
- Regional exposure
- All rounded Compliance scope
All rounded Compliance role focusing on Derivatives products. The role is currently standalone, reporting to the Director - Chief of Compliance.
- Standalone, to grow team
- All rounded Compliance
Senior Compliance and Governance strategist to lead a team of FCC specialists and interact with senior stakeholders to enhance organisational model and improve business processes. Candidates with high focus on using their initiative will excel in this role. A track record in formulating compliance strategy and dealing with implementation teams would be advantageous.
- Strong Governance and leadership track record
- Risk and Control Framework
To ensure that the company and staff complies with the applicable laws and regulations.
- Life Insurance focused
- Market Conduct/Investigations Compliance
Our client is looking for a motivated and experienced Private Banking compliance manager who has a strong knowledge of compliance framework, and AML advisory/monitoring. The ideal candidate would be able to hit the ground running adding value to a collaborative team structure.
- Private Banking Compliance
- AML advisory
Head of Compliance function for Singapore branch of a global bank with retail and commercial business lines. Being able to work with senior management both regionally and globally would be a strong advantage due to the nature of the bank's business. The role will be in charge of Singapore compliance and training and with respect to local and group level regulatory policy.
- Head of Compliance
- Markets compliance
Highly visible role within the organisation. Team works on a global platform providing oversight and ensuring compliance a sustainable control environment for the global compliance operations function by creating a framework to monitor, escalate and remediate risks. Team works closely with Group AML functions, FCC teams and the enterprise-wide control program to identify, remediate and track issues, and develop controls to sustain compliance improvements.
- Risk and Controls
- Compliance Operations
Manager, LME Desk
The incumbent will be responsible for the operational and administrative management of the Asia Pacific LME Desk. You will ensure that all LME activities and documentation are in compliance with LME (London Metal Exchange) rules and regulations, and will be required to work closely with finance, legal, customer service and operations teams in achieving the stated objectives. In your role, you will also provide guidance and training to the LME team.
- LME ( London Metals Exchange ) Manager
- Liason with English and Mandarin speaking stakeholders