Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
This is a standalone, all rounded Compliance function. One of the key responsibilities of the role is the follow-up and implementation of compliance obligations from a regulatory, statutory, client contractual, business process and internal policies perspective across the company. The role will also work closely with the other team members, local functions, business heads and operation team members.
- Standalone Compliance/Risk Role
- Opportunity to start up function
The role is a new headcount tasked to set up the entire Risk and Compliance Function for Singapore and South East Asia. It would require working closely with Regulators and Senior Management in the headquarters.
- Opportunity to start Risk & Compliance Function
- Regional Exposure
Our client is looking for a senior regulatory compliance specialist to join their growing team in Singapore. They can offer strong career progression and are looking for good knowledge of MAS regulations and Singapore based experience.
- Regulatory Compliance
- Compliance Advisory
This newly created Compliance position will be standalone and reports directly to the CEO. The company is young, with current company size of 4, but growing. The role can be a permanent full time headcount, or a part-time convertible to full time going forward.
- Standalone Compliance Role
- Small but growing organisation
- An all-rounded Compliance Officer position in an Asset Management firm
- Role will be standalone, reporting to the MD
- Firm size of less than 20
- Standalone, all rounded Compliance Officer
- Reporting to the Managing Director
The Compliance Officer will be a standalone role in Singapore, partnering alongside leadership/management in Asia businesses to provide necessary compliance guidance and ensure the region operates in compliance with all relevant regulatory and exchange requirements.
- Regional exposure
- Standalone in Singaopre, reporting to Head of Compliance in US
The role of Compliance Officer is an exciting opportunity to work for an energetic and fast-paced firm, and to be part of an experienced and professional Global Compliance & Legal team. The successful candidate will support the business predominantly in compliance matters for Singapore and Asia-Pacific, with coverage across Europe as well.
- All rounded Compliance role covering APAC
- Standalone, reporting to Group Chief Compliance Officer
We are looking for a higher calibre professional to be a KYC/CDD compliance officer with at least 4 years working experience in corporate and institutional banking. As a KYC/CDD compliance officer, you will need to be fluent in written and spoken mandarin because you will need to interact with mandarin speaking team members and externally clients on a daily basis. You will also need to be able to handle Core Banking & Functional applications and be adaptable to change.
- Our Client is a multinational Bank
- Attractive salary package + Bonuses
Be principal compliance officer for the Wealth Management Transformation Programme which aims to invest in WM technology and infrastructure to build a single banking platform for Private and Retail Banking.
Support the Group and function's refreshed strategy, bank group commitment and strategic aspirations, including raising the bar on conduct, promotion of global standards.
- Compliance Risk
- Compliance Project, Techology
The new hire will be expected to take the lead in compliance reviews relating the the private and corporate banking business. They should be comfortable work alongside the business line as well as a good track record in compliance audit and assessing regulatory risk.
- Private banking
- Compliance review