Banking & Financial Services - Compliance & Legal jobs
14 Matching Jobs
Compliance & Legal jobs
- SingaporePermanentSG$200,000 - SG$250,000
Commodities Trading House. Responsible for Compliance in Asia, with a particular focus on Singapore, China and other parts of Asia. This individual will be responsible for advisory work to all stakeholders, liaison with regulators and all regulatory related work. Policies, procedures, training and monitoring will also form part of the responsibilities. This role will report to the Global Head of Compliance in Europe.
- Standalone Role with Asia Coverage
- Commodities Trading House Experience Required
The new hire will be expected to take the lead in compliance reviews relating the the private and corporate banking business. They should be comfortable work alongside the business line as well as a good track record in compliance audit and assessing regulatory risk.
- Private banking
- Compliance review
Our client is looking for a senior regulatory compliance specialist to join their growing team in Singapore. They can offer strong career progression and are looking for good knowledge of MAS regulations and Singapore based experience.
- Regulatory Compliance
- Compliance Advisory
Our client is looking for a motivated and experienced Private Banking compliance manager who has a strong knowledge of compliance framework, and AML advisory/monitoring. The ideal candidate would be able to hit the ground running adding value to a collaborative team structure.
- Private Banking Compliance
- AML advisory
Perform internal STR, investigations and reporting for the legal and compliance team at group level for a global bank.
- AML Advisory
- STR investigations and Reporting
The purpose of the role is to analyse comprehensively the impact of financial crime related regulatory matters on relevant business areas and operations. To ensure key changes (to laws, rules, regulations) are communicated and cascaded (in region/country), through the group structure.
- AML monitoring
The role focuses on client risk and controls framework for the group level FCC function, reporting into the Head of Client Controls FCC.
- FCC Client Controls
- Operational Risk Framework
- Managing 1 AVP
- All rounded Compliance role
- Mid-sized Corporate Bank
- Managing 1 AVP
Senior Compliance and Governance strategist to lead a team of FCC specialists and interact with senior stakeholders to enhance organisational model and improve business processes. Candidates with high focus on using their initiative will excel in this role. A track record in formulating compliance strategy and dealing with implementation teams would be advantageous.
- Strong Governance and leadership track record
- Risk and Control Framework
Head of Compliance function for Singapore branch of a global bank with retail and commercial business lines. Being able to work with senior management both regionally and globally would be a strong advantage due to the nature of the bank's business. The role will be in charge of Singapore compliance and training and with respect to local and group level regulatory policy.
- Head of Compliance
- Markets compliance