Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
As well as general compliance function, the role of the Compliance manager will focus in three main areas:
-Personal Account Dealing
Strong background and experience in these areas will be a clear advantage to a perspective candidate.
- PDPA and Personal Account Dealing
- General Compliance
This is a Senior Management position which will run the entire Legal & Compliance Function within the firm.
- Managing a team of 8
- Holistic Legal & Compliance role
This is a highly visible role within the organisation. The team works on a global platform providing oversight and ensuring compliance a sustainable control environment for the global compliance operations function by creating a framework to monitor, escalate and remediate risks. The team works closely with the Group AML functions, FCC teams and the enterprise-wide control program to identify, remediate and track issues, and develop controls to sustain compliance improvements.
- Risk and Controls
- Compliance Operations
The role is a new headcount tasked to set up the entire Risk and Compliance Function for Singapore and South East Asia. It would require working closely with Regulators and Senior Management in the headquarters.
- Opportunity to start Risk & Compliance Function
- Regional Exposure
Our client is looking for a senior regulatory compliance specialist to join their growing team in Singapore. They can offer strong career progression and are looking for good knowledge of MAS regulations and Singapore based experience.
- Regulatory Compliance
- Compliance Advisory
We are looking for a higher calibre professional to be a KYC/CDD compliance officer with at least 4 years working experience in corporate and institutional banking. As a KYC/CDD compliance officer, you will need to be fluent in written and spoken mandarin because you will need to interact with mandarin speaking team members and externally clients on a daily basis. You will also need to be able to handle Core Banking & Functional applications and be adaptable to change.
- Our Client is a multinational Bank
- Attractive salary package + Bonuses
Be principal compliance officer for the Wealth Management Transformation Programme which aims to invest in WM technology and infrastructure to build a single banking platform for Private and Retail Banking.
Support the Group and function's refreshed strategy, bank group commitment and strategic aspirations, including raising the bar on conduct, promotion of global standards.
- Compliance Risk
- Compliance Project, Techology
The new hire will be expected to take the lead in compliance reviews relating the the private and corporate banking business. They should be comfortable work alongside the business line as well as a good track record in compliance audit and assessing regulatory risk.
- Private banking
- Compliance review
The selected candidate will provide administrative support to the Compliance team in areas of compliance monitoring and reports as well as other ad-hoc duties assigned.
Key Duties and Responsibilities
- Preparing compliance reports
- Routine compliance monitoring/checks
- Regulatory filings and/or reporting
- Update and maintenance of databases, spreadsheets, status tracking etc
- Coding and maintenance of certain rules in Bloomberg system
- Performing checks per the compliance monitoring programme
- User acceptance testing for system implementation
- Anti-money laundering related checks and/or data maintenance
- Ad-hoc administrative duties, eg. filing, data entry etc
- An opportunity to work for a global asset management company
- A competitive remuneration package
The Bank was created in 2000, with the aim of helping the world's principal financial institutions gain more efficient & secure access to the open architecture investment funds market.
The bank currently offers an extensive network of more than 42,000 funds, 460 clients, spread over more than 32 countries, including commercial banks, private banking institutions, fund managers, insurance companies & fund supermarkets
- Extensive AML Experience
- Regulatory Framework exterise