Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
Our client is looking for a motivated and experienced Private Banking compliance manager who has a strong knowledge of compliance framework, and AML advisory/monitoring. The ideal candidate would be able to hit the ground running adding value to a collaborative team structure.
- Private Banking Compliance
- AML advisory
Head of Compliance function for Singapore branch of a global bank with retail and commercial business lines. Being able to work with senior management both regionally and globally would be a strong advantage due to the nature of the bank's business. The role will be in charge of Singapore compliance and training and with respect to local and group level regulatory policy.
- Head of Compliance
- Markets compliance
As well as general compliance function, the role of the Compliance manager will focus in three main areas:
-Personal Account Dealing
Strong background and experience in these areas will be a clear advantage to a perspective candidate.
- PDPA and Personal Account Dealing
- General Compliance
Highly visible role within the organisation. Team works on a global platform providing oversight and ensuring compliance a sustainable control environment for the global compliance operations function by creating a framework to monitor, escalate and remediate risks. Team works closely with Group AML functions, FCC teams and the enterprise-wide control program to identify, remediate and track issues, and develop controls to sustain compliance improvements.
- Risk and Controls
- Compliance Operations
Leading in completing KYC&AML checks for new clients and the renewals of existing client relationships, periodic reviews, compliant with standards, policies & procedures and international regulations. The role may interact with Compliance, Client On-boarding and Sales team, and Data Management functions, therefore excellent inter-personal skills are required. You will be implementing the due diligence controls in the team.
- An opportunity for contract extension or conversion
- An attractive renumeration package
Manager, LME Desk
The incumbent will be responsible for the operational and administrative management of the Asia Pacific LME Desk. You will ensure that all LME activities and documentation are in compliance with LME (London Metal Exchange) rules and regulations, and will be required to work closely with finance, legal, customer service and operations teams in achieving the stated objectives. In your role, you will also provide guidance and training to the LME team.
- LME ( London Metals Exchange ) Manager
- Liason with English and Mandarin speaking stakeholders
This KYC Case Lead role will be instrumental in facilitating partnership with Operations, Customer KYC Owners, Product Owners and Compliance in managing the completion of records that achieve our client's standards. This role will help our client in managing the regulatory risks involved in the KYC due diligence process.
- An opportunity for work for a global financial institution
- A competitive salary package
We are looking for a higher calibre professional to be a Due Diligence & Account Management Officer with at least 5 years working experience in KYC, AML and due diligence . As a Due Diligence & Account Management Officer, you will need to be fluent in written and spoken English because you will need to interact with English speaking team members and externally clients on a daily basis. You will also need to be able to handle Core Banking & Functional applications and be adaptable to change.
- Corporate & Institutional Banking
- Attractive salary package + Bonuses