Banking & Financial Services - Compliance & Legal jobs
18 Matching Jobs
Compliance & Legal jobs
Our client is looking for a motivated and experienced Private Banking compliance manager who has a strong knowledge of compliance framework, and AML advisory/monitoring. The ideal candidate would be able to hit the ground running adding value to a collaborative team structure.
- Private Banking Compliance
- AML advisory
As well as general compliance function, the role of the Compliance manager will focus in three main areas:
-Personal Account Dealing
Strong background and experience in these areas will be a clear advantage to a perspective candidate.
- PDPA and Personal Account Dealing
- General Compliance
Highly visible role within the organisation. Team works on a global platform providing oversight and ensuring compliance a sustainable control environment for the global compliance operations function by creating a framework to monitor, escalate and remediate risks. Team works closely with Group AML functions, FCC teams and the enterprise-wide control program to identify, remediate and track issues, and develop controls to sustain compliance improvements.
- Risk and Controls
- Compliance Operations
Leading in completing KYC&AML checks for new clients and the renewals of existing client relationships, periodic reviews, compliant with standards, policies & procedures and international regulations. The role may interact with Compliance, Client On-boarding and Sales team, and Data Management functions, therefore excellent inter-personal skills are required. You will be implementing the due diligence controls in the team.
- An opportunity for contract extension or conversion
- An attractive renumeration package
Manager, LME Desk
The incumbent will be responsible for the operational and administrative management of the Asia Pacific LME Desk. You will ensure that all LME activities and documentation are in compliance with LME (London Metal Exchange) rules and regulations, and will be required to work closely with finance, legal, customer service and operations teams in achieving the stated objectives. In your role, you will also provide guidance and training to the LME team.
- LME ( London Metals Exchange ) Manager
- Liason with English and Mandarin speaking stakeholders
The role is a new headcount tasked to set up the entire Risk and Compliance Function for Singapore and South East Asia. It would require working closely with Regulators and Senior Management in the headquarters.
- Opportunity to start Risk & Compliance Function
- Regional Exposure
Our client is looking for a senior regulatory compliance specialist to join their growing team in Singapore. They can offer strong career progression and are looking for good knowledge of MAS regulations and Singapore based experience.
- Regulatory Compliance
- Compliance Advisory
We are looking for a higher calibre professional to be a KYC/CDD compliance officer with at least 4 years working experience in corporate and institutional banking. As a KYC/CDD compliance officer, you will need to be fluent in written and spoken mandarin because you will need to interact with mandarin speaking team members and externally clients on a daily basis. You will also need to be able to handle Core Banking & Functional applications and be adaptable to change.
- Our Client is a multinational Bank
- Attractive salary package + Bonuses
Be principal compliance officer for the Wealth Management Transformation Programme which aims to invest in WM technology and infrastructure to build a single banking platform for Private and Retail Banking.
Support the Group and function's refreshed strategy, bank group commitment and strategic aspirations, including raising the bar on conduct, promotion of global standards.
- Compliance Risk
- Compliance Project, Techology
The new hire will be expected to take the lead in compliance reviews relating the the private and corporate banking business. They should be comfortable work alongside the business line as well as a good track record in compliance audit and assessing regulatory risk.
- Private banking
- Compliance review